Investment Adviser Regulation in a Nutshell is designed for persons interested in learning the fundamentals of regulation set forth primarily in the Investment Advisers Act of 1940 and the Securities and Exchange Commission rules and regulations. In particular, this book is targeted toward investment advisers and their chief compliance officers. However, those associated with mutual funds, hedge funds, private equity funds, and collateralized debt obligation funds will find it useful as well.
Les informations fournies dans la section « Synopsis » peuvent faire référence à une autre édition de ce titre.
Vendeur : History's End Books, Golden, CO, Etats-Unis
Soft cover. Etat : As New. 1st Edition. N° de réf. du vendeur ABE-1748808469921
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Vendeur : ThriftBooks-Dallas, Dallas, TX, Etats-Unis
Paperback. Etat : Good. No Jacket. Pages can have notes/highlighting. Spine may show signs of wear. ~ ThriftBooks: Read More, Spend Less. N° de réf. du vendeur G0314172653I3N00
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Vendeur : BarristerBooks, Lawrence, KS, Etats-Unis
paperback. Etat : New. Brand New! Usually ships within one business day! This item is: Law in a Nutshell: Investment Adviser Regulation, Haas, Howard; 1st ed., 2007; '; ISBN: 9780314172655. For fastest delivery, choose Expedited Shipping. We represent the Internet's largest independent legal bookstore! N° de réf. du vendeur 50540
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