Articles liés à Securities Regulation in a Nutshell

Securities Regulation in a Nutshell - Couverture souple

Hazen, Thomas Lee

 
9780314269966: Securities Regulation in a Nutshell
Couverture souple
ISBN 10 : 0314269967 ISBN 13 : 9780314269966
Editeur : West Academic Press, 2016

Synopsis

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.

Les informations fournies dans la section « Synopsis » peuvent faire référence à une autre édition de ce titre.

Éditeur
West Academic Press
Date d'édition
2016
Langue
anglais
ISBN 10 
0314269967
ISBN 13 
9780314269966
Reliure
Broché
Nombre de pages
277
Coordonnées du fabricant
non disponible
Personne responsable
non disponible