The Regulation of Financial Planning in Australia: Current Practice, Issues and Empirical Analysis - Couverture rigide

McInnes, Angelique Nadia Sweetman

Couverture rigide

ISBN 10 : 0367149974 ISBN 13 : 9780367149970

Editeur : Routledge, 2019

Synopsis

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001.

The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees.

This book makes a very useful reference to understanding financial planning licencing model in Australia.

A propos du livre

À propos de l'auteur

Angelique McInnes is an unorthodox wife, mother, entrepreneur, author, academic, publication reviewer and presenter. Her research interests include international finance, financial services, financial planning, financial technology and digital finance.

Détails de l'édition

• Éditeur: Routledge
• Date d'édition: 2019
• Langue: anglais
• ISBN 10: 0367149974
• ISBN 13: 9780367149970
• Reliure: Relié
• Nombre de pages: 350
• Coordonnées du fabricant: non disponible
• Personne responsable: non disponible