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While many in his position would shy away from discussing this experience, Hine, with the help of John Brubaker, decided to share his story and provide you with invaluable instructional and motivational information regarding the costly and time–consuming NASD arbitration process; how you can grow your financial services practice; minimize the chances of an investor complaint; and properly respond to one, if necessary.
NASD Arbitration Solution presents an entirely new approach to the subject of compliance. It combines courtroom drama, vivid anecdotes, analogies, humor, philosophy, and practical "how to" advice to create the definitive one–stop resource for Registered Representatives on one of the most talked about subjects in the financial services industry. A page–turning work on a subject often regarded by representatives as tedious, it may become the only book on NASD compliance you will ever want to read from cover to cover.
John K. Brubaker is a full–time business writer and outplacement consultant. He also holds martial arts recognition and competes in decathlon competitions.
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Description du livre Etat : New. N° de réf. du vendeur 4923923-n
Description du livre Hardcover. Etat : new. N° de réf. du vendeur 9780470126325
Description du livre Hardcover. Etat : Brand New. 1st edition. 336 pages. 9.00x6.00x1.00 inches. In Stock. N° de réf. du vendeur 0470126329
Description du livre Etat : New. Brand New. N° de réf. du vendeur 9780470126325
Description du livre Hardcover. Etat : new. Hardcover. The right brain guide to NASD compliance for Registered Representatives This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives. The right brain guide to NASD compliance for Registered Representatives This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. Shipping may be from multiple locations in the US or from the UK, depending on stock availability. N° de réf. du vendeur 9780470126325
Description du livre Hardback. Etat : New. New copy - Usually dispatched within 4 working days. The right brain guide to NASD compliance for Registered Representatives This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. N° de réf. du vendeur B9780470126325
Description du livre Etat : New. N° de réf. du vendeur 4923923-n
Description du livre Etat : New. In. N° de réf. du vendeur ria9780470126325_new
Description du livre hardback. Etat : New. Language: ENG. N° de réf. du vendeur 9780470126325
Description du livre Etat : New. The right brain guide to NASD compliance for Registered Representatives This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. Num Pages: 336 pages, illustrations. BIC Classification: KFF. Category: (P) Professional & Vocational. Dimension: 231 x 162 x 32. Weight in Grams: 542. . 2007. 1st Edition. Hardcover. . . . . N° de réf. du vendeur V9780470126325