Synopsis
An executive overview of the new Financial Regulations Act
This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act.
- One of the first books to provide an executive summary from a compliance perspective
- Presents responsibilities of senior level executives regarding this new Act
- Reveals what has changed within the regulatory environment
- Provides tips and techniques throughout
Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers.
Les informations fournies dans la section « Synopsis » peuvent faire référence à une autre édition de ce titre.
À propos de l?auteur
SANJAY ANAND, CSOX, CGRC, is a recognized expert in governance, risk management, compliance and controls, and has served as chairperson of the SOX and GRC Institutes, and as Steering Committee member of the Open Compliance and Ethics Group's Red Book. He has been accorded over a dozen honorary industry credentials and certifications including a CDE (Certificate in Director Education) from NACD Institute and a CFE (Certified Fraud Examiner) from ACFE. For more information, visit his site at www.sanjayanand.com.
Les informations fournies dans la section « A propos du livre » peuvent faire référence à une autre édition de ce titre.
Résultats de recherche pour Essentials of the Dodd-Frank Act
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Essentials of the Dodd-Frank Act
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Wiley & Sons, Incorporated, John, 2011
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ISBN 13 : 9780470952337
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Essentials of the Dodd-Frank Act
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ISBN 13 : 9780470952337
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Essentials of the Dodd-Frank ACT (Paperback or Softback)
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Wiley 3/8/2011, 2011
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Essentials of the Dodd-Frank Act
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John Wiley and Sons Inc, US, 2011
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Paperback. Etat : New. An executive overview of the new Financial Regulations Act This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act. One of the first books to provide an executive summary from a compliance perspectivePresents responsibilities of senior level executives regarding this new ActReveals what has changed within the regulatory environmentProvides tips and techniques throughout Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers. N° de réf. du vendeur LU-9780470952337
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Essentials of the Dodd-Frank Act (Paperback)
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John Wiley & Sons Inc, New York, 2011
ISBN 10 : 0470952334
ISBN 13 : 9780470952337
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Paperback. Etat : new. Paperback. An executive overview of the new Financial Regulations Act This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act. One of the first books to provide an executive summary from a compliance perspectivePresents responsibilities of senior level executives regarding this new ActReveals what has changed within the regulatory environmentProvides tips and techniques throughout Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers. An executive overview of the new Financial Regulations Act This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act. Shipping may be from multiple locations in the US or from the UK, depending on stock availability. N° de réf. du vendeur 9780470952337
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