Enhanced Due Diligence - The Complete BSA/AML Desktop Reference - Couverture rigide

Steiner, Howard; Marini, Stephen L.

Couverture rigide

ISBN 10 : 0615237894 ISBN 13 : 9780615237893

Editeur : ImpactAML-INX3 Financial press, 2008

Synopsis

Finally, there is a one-stop Enhanced Due Diligence reference source! This book clearly presents methods for risk assessing customers and developing policies, procedures and controls for implementing a sustainable AML enhanced due diligence compliance program. The book not only addresses risk models, risk categories and risk elements, but also provides detailed information regarding specific high risk customer types. "The Desktop Reference" contains sample EDD reviews and everything you need to develop and maintain your EDD program, train your staff, and reduce regulatory risk. This book also teaches how to risk assess different customer types, how to conduct customer on-boarding EDD, and how to conduct ongoing EDD reviews. Sample EDD reviews include those for: Cash Intensive Businesses, Charities and NGOs, Foreign Correspondent Banks, and Private Banking Customers. Also covered are: MSBs and NBFIs, Senior Foreign Political Figures, Non Resident Aliens, and generic high risk customer types.

Détails de l'édition

• Éditeur: ImpactAML-INX3 Financial press
• Date d'édition: 2008
• Langue: anglais
• ISBN 10: 0615237894
• ISBN 13: 9780615237893
• Reliure: Relié
• Nombre de pages: 218
• Coordonnées du fabricant: non disponible
• Personne responsable: non disponible