Compliance Officer's Handbook - Couverture souple

Virgo, John; Ryley, Philip

Couverture souple

ISBN 10 : 0754525708 ISBN 13 : 9780754525707

Editeur : Tolley Publishing, 2004

Synopsis

Increasing regulatory developments and sanctions are making the role of those with compliance responsibility ever more challenging. Financial services firms regularly fall under the FSA's spotlight, for many aspects of the conduct of their business. This handbook provides concise yet thorough guidance for compliance officers, managers, and indeed all those in authorised firms (or firms considering becoming authorised). Including coverage of the FSA regime for general insurance mediation and mortgage business (ICOB and MCOB), Virgo and Ryley's straightforward and user-friendly treatment of financial services compliance makes this book the compliance officer's indispensable companion.

Détails de l'édition

• Éditeur: Tolley Publishing
• Date d'édition: 2004
• Langue: anglais
• ISBN 10: 0754525708
• ISBN 13: 9780754525707
• Reliure: Broché
• Nombre de pages: 206
• Coordonnées du fabricant: non disponible
• Personne responsable: non disponible