Articles liés à Modern Compliance: Best Practices for Securities &...

Modern Compliance: Best Practices for Securities & Finance, Volume 2 - Couverture rigide

John H. Walsh; David H. Lui; Jason K. Mitchell

 
9780808048220: Modern Compliance: Best Practices for Securities & Finance, Volume 2

Synopsis

In a world of ever-increasing complexity, Modern Compliance Volume 2 expands and cements the original volume s place as the industry standard for the hard facts and soft skills of compliance best practices. Like the original volume, it is written to help the reader understand the internal control structures and ethical considerations necessary to navigate one of the most challenging roles in American business today: Chief Compliance Officer at a financial services firm. Volume 2 brings together the scholarship of 30 of the best known professionals in the compliance arena, each of whom is a well-recognized leader in his or her area of practice, and expands the in-depth coverage and discussion of the many subjects critical to the success, even the professional survival, of the CCO.

Les informations fournies dans la section « Synopsis » peuvent faire référence à une autre édition de ce titre.