Comparing European and U.S. Securities Regulations: MiFID versus Corresponding U.S. Regulations - Couverture souple

Boskovic, Tanja; Cerruti, Caroline; Noel, Michel

 
9780821382530: Comparing European and U.S. Securities Regulations: MiFID versus Corresponding U.S. Regulations
Couverture souple
ISBN 10 : 0821382535 ISBN 13 : 9780821382530
Editeur : World Bank Publications, 2010

Synopsis

This paper, aimed at professionals, scholars, and government officials in the field of securities regulations, compares the European (specifically the Market in Financial Instruments Directive--MiFID) and U.S. securities regulations. The analysis focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. We show that although there may be regional differences in the structure and rules of current securities regulation, the objectives and some outcomes of regulation are comparable. Similarly, as the current global financial and economic crisis exposed gaps in securities regulations worldwide, regulators in both regions face similar challenges. This study will be particularly useful for World Bank member countries that are looking at either the European or U.S. regulations when conducting market reforms.

Les informations fournies dans la section « Synopsis » peuvent faire référence à une autre édition de ce titre.

Éditeur
World Bank Publications
Date d'édition
2010
Langue
anglais
ISBN 10 
0821382535
ISBN 13 
9780821382530
Reliure
Broché
Nombre de pages
240
Coordonnées du fabricant
non disponible
Personne responsable
gpsr@libri.de
gpsr@libri.de

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