How to Write an Investment Policy Statement - Couverture souple

DiBruno, Rocco

 
9781118679531: How to Write an Investment Policy Statement
Couverture souple
ISBN 10 : 1118679539 ISBN 13 : 9781118679531
Editeur : John Wiley & Sons Inc, 2013

Synopsis

An indispensable resource for every financial service professionals developing an IPS

The Investment Policy Statement (IPS) is one of the most critical documents fiduciaries must draft. For years, ERISA and other industry regulations have governed the guidelines all fiduciaries must comply with when drafting one. But the current climate of corporate scandal and the 2008 global banking crisis have led to increased scrutiny by regulators, prompting firms to take a closer look at the quality and integrity of their IPSs and to take steps to have a rigorous formal process in place for drafting them. Endorsed by the Foundation of Fiduciary Studies, this concise guide provides a rigorous framework and the expert insight, information and guidance you need to guarantee that your IPS is in complete compliance with all ERISA-directed requirements.

  • Provides a step-by-step plan for creating a uniform IPS that every advisor in the office can follow
  • Defines the duties and responsibilities of all parties involved, while clarifying diversification guidelines and providing methods for keeping costs under control
  • Packed with ready-to-use templates, sample forms, letters and other documents, diagrams and other valuable tools, including sample Policy Statement downloadable at the companion website
  • Designed to get you quickly up to speed on what you need to know to confidently serve your clients with the highest standards of care and protection

Les informations fournies dans la section « Synopsis » peuvent faire référence à une autre édition de ce titre.

À propos de l?auteur

Rocco DiBruno is the author of How to Write an Investment Policy Statement, 2nd Edition, published by Wiley.

Les informations fournies dans la section « A propos du livre » peuvent faire référence à une autre édition de ce titre.

Éditeur
John Wiley & Sons Inc
Date d'édition
2013
Langue
anglais
ISBN 10 
1118679539
ISBN 13 
9781118679531
Reliure
Broché
Numéro d'édition
2
Nombre de pages
80
Coordonnées du fabricant
non disponible
Personne responsable
non disponible