Articles liés à Securities Regulation in a Nutshell

Securities Regulation in a Nutshell - Couverture souple

Hazen, Thomas Lee

 
9781642423983: Securities Regulation in a Nutshell
Couverture souple
ISBN 10 : 164242398X ISBN 13 : 9781642423983
Editeur : West Academic Press, 2020

Synopsis

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application, the Dodd-Frank Act as well as the JOBS Act, including the crowdfunding and expanded Regulation A exemptions.

Les informations fournies dans la section « Synopsis » peuvent faire référence à une autre édition de ce titre.

Éditeur
West Academic Press
Date d'édition
2020
Langue
anglais
ISBN 10 
164242398X
ISBN 13 
9781642423983
Reliure
Broché
Nombre de pages
467
Coordonnées du fabricant
non disponible
Personne responsable
non disponible