Securities Regulation in a Nutshell - Couverture souple

Hazen, Thomas Lee

 
9781683283188: Securities Regulation in a Nutshell

Synopsis

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.

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Autres éditions populaires du même titre

9780314269966: Securities Regulation in a Nutshell

Edition présentée

ISBN 10 :  0314269967 ISBN 13 :  9780314269966
Editeur : West Academic Press, 2016
Couverture souple