Securities Regulation in a Nutshell - Couverture souple

Hazen, Thomas Lee

Couverture souple

ISBN 10 : 168328318X ISBN 13 : 9781683283188

Editeur : Foundation Press, 2017

Synopsis

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.

Détails de l'édition

• Éditeur: Foundation Press
• Date d'édition: 2017
• Langue: anglais
• ISBN 10: 168328318X
• ISBN 13: 9781683283188
• Reliure: Broché
• Nombre de pages: 449
• Coordonnées du fabricant: non disponible
• Personne responsable: non disponible