Financial Services: Investigations and Enforcement - Couverture rigide

Couverture rigide

ISBN 10 : 1845922050 ISBN 13 : 9781845922054

Editeur : Tottel Publishing, 2005

Synopsis

Designed to be used before, during and after an investigation, "Financial Services: Investigations and Enforcement, 3rd Edition" contains the practical start-to-finish advice and direction that will guide you through this often complicated and highly stressful process with confidence. This highly practical step-by-step guide will provide the support and guidance that legal advisers will come to rely on when navigating an investigation or disciplinary enquiry. This new, fully updated second edition covers: the Strachan Review; new Listing Principles; the 'treating customers fairly' project; changes affecting the Financial Ombudsman Service; the introduction of FSA responsibility for insurance regulation; the Market Abuse Directive; and recent FSA action over rule breaches and key developments in the retail sector.

Détails de l'édition

• Éditeur: Tottel Publishing
• Date d'édition: 2005
• Langue: anglais
• ISBN 10: 1845922050
• ISBN 13: 9781845922054
• Reliure: Relié
• Numéro d'édition: 2
• Nombre de pages: 847
• Coordonnées du fabricant: non disponible
• Personne responsable: WordUnited GmbH; distribution@wordunited.com; ; Theodorstrasse 105; DUSSELDORF; 40472; Allemagne