Financial Services Authority Regulation and Risk-based Compliance - Couverture souple

Bazley, Stuart; Haynes, Andrew

 
9781845922498: Financial Services Authority Regulation and Risk-based Compliance
Couverture souple
ISBN 10 : 1845922492 ISBN 13 : 9781845922498
Editeur : Tottel Publishing, 2006

Synopsis

Previously entitled "Risk-Based Compliance" this unique guide to the role of risk-based FSA regulation compliance in the financial services industry has been fully updated and comprehensively re-written. Focusing on the latest due diligence mechanisms, the guidance and information provided ensures financial services organisations can accurately and confidently comply with their legal responsibilities. This advice and information includes: operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services and markets tribunals, the EU's Financial Services Action Plan, and the FSA Tribunal decisions.

Les informations fournies dans la section « Synopsis » peuvent faire référence à une autre édition de ce titre.

Éditeur
Tottel Publishing
Date d'édition
2006
Langue
anglais
ISBN 10 
1845922492
ISBN 13 
9781845922498
Reliure
Broché
Numéro d'édition
2
Nombre de pages
520
Coordonnées du fabricant
non disponible
Personne responsable
WordUnited GmbH
distribution@wordunited.com

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