Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions - Couverture rigide

Chiu, Iris H-Y

Couverture rigide

ISBN 10 : 1849465258 ISBN 13 : 9781849465250

Editeur : Hart Publishing, 2015

Synopsis

This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the 'governance' effectiveness of internal control.

A propos du livre

À propos de l?auteur

Iris H-Y Chiu is Professor of Corporate Law and Financial Regulation at University College London, UK.

Détails de l'édition

• Éditeur: Hart Publishing
• Date d'édition: 2015
• Langue: anglais
• ISBN 10: 1849465258
• ISBN 13: 9781849465250
• Reliure: Relié
• Nombre de pages: 360
• Coordonnées du fabricant: non disponible
• Personne responsable: non disponible