The Regulatory Compliance Matrix: Regulation of Financial Services, Information and Communication Technology, and Generally Related Matters - Couverture souple

Reinke, Guido

 
9781908585059: The Regulatory Compliance Matrix: Regulation of Financial Services, Information and Communication Technology, and Generally Related Matters
Couverture souple
ISBN 10 : 1908585056 ISBN 13 : 9781908585059
Editeur : GOLD RUSH Publishing, 2015

Synopsis

This exceptional guidebook is ideal for industry professionals, regulators and scholars in the domain of regulatory governance. The Regulatory Compliance Matrix with more than 2500 entries brings clarity to a domain which is widely considered to be complex, unstructured, and in constant flux. It is a compendious guide to the laws, regulations, standards, and recommendations applicable to compliance programmes. What practitioners find in this book will empower them to save money, man-hours, and consultancy interventions. Inside, the reader will find the following key resources: • Regulatory Compliance Matrix: a synopsis of the principal domains of applicable regulation, setting forth legal norms, ancillary standards and guidelines. This Matrix covers the laws and regulations specific to financial services (Part I) and information and communications technology (Part II) at the global and European as well at the UK national and sub-national level. Part III of the Matrix covers generally applicable regulatory domains like corporate governance, consumer protection and employment law, information security, data protection and electronic commerce. • Regulatory authorities: a comprehensive listing with descriptions of authorities who define the regulatory agenda. Weblinks are provided for each authority, which enables the reader to access the latest regulatory developments and updates. • Overview of the conduct of effective compliance programmes: a pragmatic approach to the entire process, from scoping and prioritisation, conducting risk assessments, defining control activities and reporting requirements; to undertaking effectiveness reviews, documenting findings and making recommendations; to assessing compliance maturity and creating action plans. • Non-compliance costs checklist: a detailed list of financial, operational, personal, and regulatory risks. This will assist readers with risk assessment and prioritisation of compliance domains.

Les informations fournies dans la section « Synopsis » peuvent faire référence à une autre édition de ce titre.

À propos de l?auteur

Guido Reinke is as a certified auditor and assurance professional advising firms in matters of regulation, corporate governance, and compliance programmes. His industry specialism is financial services and information and communication technology. After employment by the European Commission, he worked for regulated industries and at Big Four professional services fi rms. He holds a Doctorate in Politics and International Relations from the University of London, and has lectured on Regulatory Governance at the London School of Economics.

Les informations fournies dans la section « A propos du livre » peuvent faire référence à une autre édition de ce titre.

Éditeur
GOLD RUSH Publishing
Date d'édition
2015
Langue
anglais
ISBN 10 
1908585056
ISBN 13 
9781908585059
Reliure
Broché
Nombre de pages
296
Coordonnées du fabricant
Manufactured by Amazon on behalf of the author
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